National Coverage Determination (NCD)

Lung Volume Reduction Surgery (Reduction Pneumoplasty)

35-93

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Tracking Information

Publication Number
6
Manual Section Number
35-93
Manual Section Title
Lung Volume Reduction Surgery (Reduction Pneumoplasty)
Version Number
1
Effective Date of this Version
08/11/1997
Ending Effective Date of this Version
01/01/2004
Implementation Date
08/11/1997
Implementation QR Modifier Date

Description Information

Benefit Category
Inpatient Hospital Services
Outpatient Hospital Services Incident to a Physician's Service
Physicians' Services


Please Note: This may not be an exhaustive list of all applicable Medicare benefit categories for this item or service.

Item/Service Description

Lung volume reduction surgery (LVRS) or reduction pneumoplasty, also referred to as lung shaving or lung contouring, is performed on patients with emphysema and chronic obstructive pulmonary disease (COPD) in order to allow the underlying compressed lung to expand, and thus, establish improved respiratory function. The goal of this procedure is to offer a better quality of life for patients with emphysema and COPD. In addition, LVRS may be offered as a "bridge to transplant" for patients who otherwise may not have been considered candidates for lung transplantation.

Indications and Limitations of Coverage

Unilateral or bilateral LVRS by open or thoracoscopic approach is not generally covered, because there is insufficient medical evidence available to base a determination that this procedure is generally safe and effective. Therefore, LVRS generally cannot be considered reasonable and necessary under §1862(a)(1)(A) of the Act in most cases.

When this policy was first established in December 1995, HCFA committed Medicare to reviewing the scientific literature as it was published in order to modify coverage policy as clinical data were developed. HCFA has reviewed data that suggest the need for a randomized clinical trial regarding the safety and effectiveness of LVRS. On April 24, 1996, the Health Care Financing Administration (HCFA) and the National Heart, Lung and Blood Institute (NHLBI) of the National Institutes of Health announced their intention to collaborate on a multi-center, randomized clinical study evaluating the effectiveness of LVRS. On December 20, 1996, HCFA and NHLBI announced the clinical centers and the data coordinating center that will be participating in the study. HCFA has determined that LVRS is reasonable and necessary when it is provided under the conditions detailed by the protocol of the HCFA/NHLBI clinical study. Therefore, Medicare will cover LVRS in those limited circumstances when it is provided to a Medicare beneficiary under the protocols established for the study. Coverage will be provided where the care is furnished in facilities that are approved as meeting the criteria established by HCFA and NHLBI for this study.

This study will consist of a registry of all patients referred to the participating clinical centers for LVRS. In addition, a subset of patients from the registry who meet specific inclusion criteria will be invited to participate in the randomized trial. All randomized patients will receive intensive medical therapy and pulmonary rehabilitation. Half will be selected randomly to undergo LVRS, which will be performed via median sternotomy or video-assisted thoracoscopy.

Medicare will provide coverage to those beneficiaries who may participate in the randomized trial for all services integral to the study and for which the Medicare statute does not prohibit. This includes tests performed to determine whether a beneficiary qualifies for randomization, LVRS, and follow-up tests that are necessary during participation in the randomized study. However, Medicare will not provide coverage for those services that are prohibited by the Act. For example, Medicare will provide coverage for pulmonary rehabilitation and pulmonary function testing, but will not provide coverage for oral steroids provided as part of a physician's service under §1862(s)(2) of the Act because they are self-administrable and thus statutorily excluded from coverage.

Payment for these services will be provided under the usual payment systems. For example, Part A services will be paid for according to the DRG system, and Part B physician services will be paid for according to the physician fee schedule.

The data from the randomized phase of the study will be analyzed and monitored continuously in order to determine any appropriate changes in Medicare coverage. These determinations will include if and how coverage will be continued.

Cross Reference
Claims Processing Instructions

Transmittal Information

Transmittal Number
102
Revision History

07/1997 - Provided coverage policy. Effective date 08/11/1997. (TN 102)

12/1995 - Provided noncoverage policy. Effective date NA. (TN 83)

Other

National Coverage Analyses (NCAs)

This NCD has been or is currently being reviewed under the National Coverage Determination process. The following are existing associations with NCAs, from the National Coverage Analyses database.

Coding Analyses for Labs (CALs)

This NCD has been or is currently being reviewed under the National Coverage Determination process. The following are existing associations with CALs, from the Coding Analyses for Labs database.

Additional Information

Other Versions
Title Version Effective Between
Lung Volume Reduction Surgery (Reduction Pneumoplasty) 3 11/17/2005 - N/A View
Lung Volume Reduction Surgery (Reduction Pneumoplasty) 2 01/01/2004 - 11/17/2005 View
Lung Volume Reduction Surgery (Reduction Pneumoplasty) 1 08/11/1997 - 01/01/2004 You are here
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Reasons for Denial
Note: This section has not been negotiated by the Negotiated RuleMaking Committee. It includes CMS’s interpretation of it’s longstanding policies and is included for informational purposes. Tests for screening purposes that are performed in the absense of signs, symptoms, complaints, or personal history of disease or injury are not covered except as explicity authorized by statue. These include exams required by insurance companies, business establishments, government agencies, or other third parties. Tests that are not reasonable and necessary for the diagnosis or treatment of an illness or injury are not covered according to the statue. Failure to provide documentation of the medical necessity of tests may result in denial of claims. The documentation may include notes documenting relevant signs, symptoms, or abnormal findings that substantiate the medical necessity for ordering the tests. In addition, failure to provide independent verification that the test was ordered by the treating physician (or qualified nonphysician practitioner) through documentation in the physician’s office may result in denial. A claim for a test for which there is a national coverage or local medical review policy will be denied as not reasonable and necessary if it is submitted without an ICD-9-CM code or narrative diagnosis listed as covered in the policy unless other medical documentation justifying the necessity is submitted with the claim. If a national or local policy identifies a frequency expectation, a claim for a test that exceeds that expectation may be denied as not reasonable and necessary, unless it is submitted with documentation justifying increased frequency. Tests that are not ordered by a treating physician or other qualified treating nonphysician practitioner acting within the scope of their license and in compliance with Medicare requirements will be denied as not reasonable and necessary. Failure of the laboratory performing the test to have the appropriate Clinical Laboratory Improvement Act of 1988 (CLIA) certificate for the testing performed will result in denial of claims.